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Article 101: General
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Article 104: Construction Documents
§ 28-104.1 General.
§ 28-104.1.1 Construction documents subject to the New York city fire code.
§ 28-104.2 Application for approval of construction documents.
§ 28-104.2.1 Less than full examination of applications for construction and related document approval based on professional certification.
§ 28-104.2.1.1 Effect of acceptance.
§ 28-104.2.1.2 Program requirements.
§ 28-104.2.1.3 Mandatory program requirements.
§ 28-104.2.1.3.1 Probation.
§ 28-104.2.1.3.2 Mandatory sanctions.
§ 28-104.2.1.3.2.1 Reinstatement.
§ 28-104.2.1.3.2.2 Mandatory permanent revocation.
§ 28-104.2.1.3.2.3 Construction.
§ 28-104.2.1.4 Database.
§ 28-104.2.1.5 Applicant requirement.
§ 28-104.2.1.6 Notice to the state department of education.
§ 28-104.2.2 Approval or acceptance to be indicated on construction documents.
§ 28-104.2.3 Time limitation of application.
§ 28-104.2.4 Conditions of approval.
§ 28-104.2.5 Phased or partial approval.
§ 28-104.2.6 Deferred submittal.
§ 28-104.2.7 Time period for review.
§ 28-104.2.7.1 Notification of approval.
§ 28-104.2.8 Notification of rejection.
§ 28-104.2.9 Resubmission.
§ 28-104.2.10 Revocation of approval.
§ 28-104.2.10.1 Effect on work permit.
§ 28-104.3 Amended construction documents.
§ 28-104.4 Place of filing.
§ 28-104.5 Fees.
§ 28-104.6 Applicant.
§ 28-104.6.1 Verification of professional qualification required.
§ 28-104.7 Submittal of construction documents.
§ 28-104.7.1 Scope.
§ 28-104.7.2 Forms.
§ 28-104.7.3 Media.
§ 28-104.7.4 Quantities.
§ 28-104.7.5 Citations to code sections required.
§ 28-104.7.6 City Datum.
§ 28-104.7.7 Identification of special and progress inspections.
§ 28-104.7.8 Identification of materials.
§ 28-104.7.9 Energy conservation code.
§ 28-104.7.10 Preparer.
§ 28-104.7.11 Additional information.
§ 28-104.7.12 Waiver of certain documents.
§ 28-104.7.13 Identification of work involving raising or moving a building.
§ 28-104.7.14 Identification of certain I-1 and I-2 occupancies and of certain adult homes, enriched housing, community residences and intermediate care facilities as exempt from temporary external generator connection requirements.
§ 28-104.7.15 Identification of certain hospitals as exempt from temporary external boiler or chiller connection requirements.
§ 28-104.7.16 Tenant protection plan.
§ 28-104.7.17 Amended certificates of occupancy.
§ 28-104.7.18 Multiple tax lots on a zoning lot.
§ 28-104.7.18.1 Obligations of owners of other tax lot.
§ 28-104.8 Applications.
§ 28-104.8.1 Applicant statements.
§ 28-104.8.2 Owner statements.
§ 28-104.8.3 Information of applicant, filing representative, and owner.
§ 28-104.9 Coastal zones and water-sensitive inland zones.
§ 28-104.9.1 Definitions.
§ 28-104.9.2 Statement and submission by applicant.
§ 28-104.9.3 Coordination with department of environmental conservation and other agencies.
§ 28-104.9.4 Compliance with special flood hazard area requirements mandated within special flood hazard areas.
§ 28-104.9.5 False statement or omission.
§ 28-104.9.6 Revocation of approval of construction documents.
§ 28-104.10 Notification to the New York city transit authority, the Metropolitan Transportation Authority and the Port Authority of New York and New Jersey.
§ 28-104.11 Construction documents for sites that are covered development projects as defined in section 24-541 of the administrative code.
§ 28-104.11.1 Definitions.
§ 28-104.11.2 Disclosure required.
§ 28-104.11.3 Required documentation.
§ 28-104.11.4 Revocation of approval of construction documents.
§ 28-104.12 Retention of construction and submittal documents.
§ 28-104.13 Construction documents for extension, alteration or relocation of an existing chimney or vent.
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§ 28-104.1 General.
The department shall not issue a permit pursuant to this code, or a place of assembly operation certificate pursuant to this code unless and until it approves all required construction documents for such work. The department shall not issue an electrical work permit pursuant to the New York city electrical code for fire and emergency alarm systems, solar panels and wind turbines unless and until it approves all required construction documents for such work. Such construction documents shall be prepared by or under the supervision of a registered design professional as required by this code. An application for an associated work permit shall not be submitted to the department until all required construction documents have been approved.
§ 28-104.1.1 Construction documents subject to the New York city fire code.
Except as the New York city fire code may otherwise provide, the construction documents for facilities and systems for which the fire code provides design and installation requirements, including but not limited to fire alarm systems, flammable and combustible liquids, compressed gases, explosives and other hazardous materials; flammable spraying systems and facilities; automatic water sprinkler systems for hazardous material and combustible material storage, and non-water fire extinguishing systems, shall be subject to the review and approval of the fire commissioner in accordance with the New York city fire code. Approval by the department of construction documents for new or existing buildings containing such facilities and systems shall not be construed as approval of such systems and facilities.
§ 28-104.2 Application for approval of construction documents.
The department shall assign an application number to and docket all applications for approval of construction documents and any amendments thereto filed with it. The department shall examine the construction documents promptly after their submission. The examination shall be made under the direction of the commissioner for compliance with the provisions of this code and other applicable laws and rules. The personnel employed for the examination of construction documents shall be qualified registered design professionals experienced in building construction and design or persons working under the supervision of such registered design professionals. The department shall provide written notification to owners of adjoining property at the time such application is submitted.
(2018 N.Y. Laws Ch. 217, 8/24/2018, eff. 8/24/2018; Am. L.L. 2021/126, 11/7/2021, eff. 11/7/2022)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2021/126.
§ 28-104.2.1 Less than full examination of applications for construction and related document approval based on professional certification.
The commissioner may, in the commissioner's discretion, establish a program whereby construction and related documents may be accepted with less than full examination by the department based on the professional certification of an applicant who is a registered design professional. On a monthly basis, the commissioner shall audit no less than 25 percent of construction documents which are for multiple dwellings where 25 percent or more of the dwelling units are occupied and such multiple dwellings, in whole or in part, either (i) are subject to rent regulation, (ii) are being rehabilitated or maintained as affordable housing through a department of housing preservation and development program, (iii) are subject to a city regulatory agreement mandating the creation or preservation of a certain number of affordable units, (iv) contain affordable housing units created, sponsored or preserved through other city programs or initiatives, or (v) where the department knows or has reason to know, are the subject of a rent overcharge application which is in the process of being investigated by the New York State division of housing and community renewal.
   Exceptions: 
      1.   Construction or related documents may not be subject to less than full examination if the building is listed on the department of housing preservation and development's website pursuant to paragraph 6 of subdivision m of section 27-2115.
      2.   Where a penalty is imposed pursuant to article 213 of chapter 2 of this title for work that has been performed without a permit in a part of a building classified or used as occupancy group R-2 (i) construction and related documents for work in such part of such building shall not be accepted with less than full examination by the department for one year after such imposition or (ii) if such work without a permit was performed on only part of such building and the owner of such part is not the owner of such building, construction and related documents for work on such part shall not be accepted with less than full examination by the department for one year after such imposition or until the date such part of such building changes owners, whichever is sooner.
(Am. L.L. 2017/149, 8/30/2017, eff. 12/28/2017; Am. L.L. 2017/158, 8/30/2017, eff. 8/30/2018; Am. L.L. 2021/126, 11/7/2021, eff. 11/7/2022; Am. L.L. 2023/077, 6/11/2023, eff. 6/11/2023)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2021/126 and L.L. 2023/077.
§ 28-104.2.1.1 Effect of acceptance.
Except as otherwise specified in this code or in the rules of the department, for the purposes of this code, the acceptance of construction and related documents in accordance with such program shall have the same force and effect as the approval of construction and related documents after full examination by the department. Except as otherwise specified in this code or in the rules of the department, references in this code to approved construction and/or related documents or to the approval of construction and/or related documents shall also be deemed to refer to accepted construction and related documents or to the acceptance of construction and related documents, as applicable.
§ 28-104.2.1.2 Program requirements.
The commissioner may establish qualifications and requirements for registered design professionals to participate in such program and may exclude, suspend or otherwise sanction participants for cause. The commissioner shall send an annual notification to registered design professionals who are currently participating in this program notifying them, in a manner to be determined by the commissioner, of the grounds upon which they may be excluded, suspended or otherwise sanctioned.
(Am. L.L. 2019/108, 6/8/2019, eff. 9/6/2019)
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