Unless otherwise specified, the penalties set forth for each section of law or rule shall also apply to all subdivisions, paragraphs, subparagraphs, clauses, items, or any other provision contained therein. Each subdivision, paragraph, subparagraph, clause, item, or other provision charged in the Notice of Violation shall constitute a separate violation of the law or rule.
In certain cases, the Department may ask for license suspension or revocation, as permitted by statute. If a respondent is found in violation of multiple provisions that require a suspension period, the suspension periods shall run concurrently.
Unless otherwise specified by law, a second, third, fourth or subsequent violation means a violation by the same respondent, whether by pleading guilty, being found guilty in a decision, or entering into a settlement agreement for violating the same provision of law or rule, within two years of the prior violation(s).
The parties shall be authorized to present evidence to mitigate the license revocation or suspension period within the date range marked by two asterisks (**).
Citation | Violation Description | First Violation | First Default | Second Violation | Second Default | Third Violation | Third Default | Fourth and Subsequent Violation | Fourth and Subsequent Default |
Citation | Violation Description | First Violation | First Default | Second Violation | Second Default | Third Violation | Third Default | Fourth and Subsequent Violation | Fourth and Subsequent Default |
Admin. Code § 20-551(a)(1) | Vending without a ticket seller license | $50 | $50 | $100 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-551(a)(2) | Knowingly selling, giving, or transferring, for vending, tickets to an unlicensed ticket seller | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-551(d) | Improper transfer of license | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-551(f) | Failure to notify DCA within 10 days of changes to application | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-554 | Failure to comply with requirements pertaining to display of license and required apparel | $38 | $50 | $90 | $100 | $250 (plus 0 to 15 day suspension)** | $250 (plus 15 day suspension) | $500 (plus revocation)** | $500 (plus revocation) |
Admin. Code § 20-555 | Failure to comply with requirements pertaining to duties of ticket sellers regarding written records and inspections | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(a) | Vending aggressively | $38 (plus 0 to 15 day suspension)** | $50 (plus 15 day suspension) | $90 (plus 0 to 30 day suspension)** | $100 (plus 30 day suspension) | $250 (plus revocation)** | $250 (plus revocation) | $500 (plus revocation)** | $500 (plus revocation) |
Admin. Code § 20-556(b) | Failure to comply with restrictions pertaining to vending within a bus stop | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(c) | Failure to comply with restrictions pertaining to vending within a taxi stand | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(d) | Failure to comply with restrictions pertaining to vending in the bed of a road or vending in a manner that restricts a clear passageway for pedestrians or vehicles | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(e) | Failure to comply with DOT rules pertaining to vending in a pedestrian plaza | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(f) | Failure to comply with restrictions pertaining to vending on a median strip of a divided roadway | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(g) | Failure to comply with restrictions pertaining to vending in areas under Parks jurisdiction or control | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(h) | Failure to comply with restrictions pertaining to vending in the area bounded by Broadway, Liberty, West and Vesey Streets | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(i) | Failure to obey notice to temporarily move and/or stop vending at a location due to exigent circumstances | $38 (plus 0 to 15 day suspension)** | $50 (plus 15 day suspension) | $90 (plus 0 to 30 day suspension)** | $100 (plus 30 day suspension) | $250 (plus revocation)** | $250 (plus revocation) | $500 (plus revocation)** | $500 (plus revocation) |
Admin. Code § 20-556(j) | Failure to comply with restrictions pertaining to use of equipment, stands, vehicles, racks, or displays | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
Admin. Code § 20-556(k) | Making fraudulent, misrepresentative, or false statements in connection with vending | $38 (plus 0 to 15 day suspension)** | $50 (plus 15 day suspension) | $90 (plus 0 to 30 day suspension)** | $100 (plus 30 day suspension) | $250 (plus revocation)** | $250 (plus revocation) | $500 (plus revocation)** | $500 (plus revocation) |
6 RCNY § 2-441 | Failure to comply with requirements pertaining to records | $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
6 RCNY § 2-442 | Failure to provide required disclosure
| $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
6 RCNY § 2-443 | Failure to comply with restrictions
| $38 | $50 | $90 | $100 | $250 | $250 | $500 | $500 |
(Added City Record 2/27/2018, eff. 3/29/2018; amended City Record 10/25/2019, eff. 11/24/2019)