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Article 301: General
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Article 320: Building Energy and Emissions Limits
§ 28-320.1 Definitions.
§ 28-320.2 Advisory board.
§ 28-320.2.1 Advisory board composition.
§ 28-320.3 Building emissions limits.
§ 28-320.3.1 Annual building emissions limits 2024 through 2029.
§ 28-320.3.1.1 Greenhouse gas coefficient of energy consumption for calendar years 2024 through 2029.
§ 28-320.3.2 Building emissions limits for calendar years 2030 through 2034.
§ 28-320.3.2.1 Greenhouse gas coefficients of energy consumption for calendar years 2030 through 2034.
§ 28-320.3.3 [Reserved.]*
§ 28-320.3.4 Building emissions limits for calendar years 2035 through 2050.
§ 28-320.3.5 Building emissions limits on and after calendar year 2050.
§ 28-320.3.6 Deductions from reported annual building emissions.
§ 28-320.3.6.1 Deductions from reported annual building emissions for renewable energy credits.
§ 28-320.3.6.2 Deductions from reported annual building emissions for purchased greenhouse gas offsets.
§ 28-320.3.6.3 Deductions from reported annual building emissions for clean distributed energy resources.
§ 28-320.3.7 Reports required to be filed by owner.
§ 28-320.3.7.1 Extension of time to file report.
§ 28-320.3.7.2 Reporting on compliance by the department.
§ 28-320.3.8 Continuing requirements.
§ 28-320.3.9 Extension for certain income-restricted housing.
§ 28-320.3.10 Changes in building status.
§ 28-320.3.10.1 Additional time for certain covered buildings.
§ 28-320.4 Assistance.
§ 28-320.5 Outreach and education.
§ 28-320.5.1 Reporting on outreach and education.
§ 28-320.6 Penalties.
§ 28-320.6.1 Determination of penalty.
§ 28-320.6.1.1 Limitation on the use of renewable energy credits.
§ 28-320.6.2 Civil penalty for failure to file report.
§ 28-320.6.3 False statement.
§ 28-320.6.4 Penalty recovery.
§ 28-320.7 Adjustment to applicable annual building emissions limit.
§ 28-320.7.1 Effective period.
§ 28-320.7.2 Application.
§ 28-320.8 Adjustment to applicable annual building emissions limit for calendar years 2024 through 2029.
§ 28-320.8.1 Effective period.
§ 28-320.8.1.1 Extension of effective period.
§ 28-320.8.2 Application.
§ 28-320.9 Adjustment to applicable annual building emissions limit for not-for-profit hospitals and healthcare facilities.
§ 28-320.10 Fee schedule.
§ 28-320.11 Carbon trading study.
Article 321: Energy Conservation Measure Requirements for Certain Buildings
Article 322: Maintenance and Removal of Large Wind Turbines
Article 323: Periodic Inspection of Parking Structures
Article 324: Periodic Inspections of Dry Floodproofing
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Appendix A: Unconsolidated Local Laws
The Rules of the City of New York
THE RULES OF THE CITY OF NEW YORK
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§ 28-320.2 Advisory board.
There shall be an advisory board convened by the office of building energy and emissions performance upon the effective date of this article, in January of 2029 and in January of 2039, to provide advice and recommendations to the commissioner and to the mayor's office of long term planning and sustainability relating to effectively reducing greenhouse gas emissions from buildings. Such recommendations shall include, but not be limited to:
   1.   A report and recommendations to be delivered to the mayor and the speaker of the city council no later than January 1, 2023 for additional or improved approaches to assessing building energy performance. Such report shall include, but not be limited to:
      1.1.   An approach for buildings to submit energy use or greenhouse gas emissions and other information for the purpose of assessing energy performance of covered buildings;
      1.2.   A methodology that includes the metric of measure, adjustments to the metric, the approach to comparing the output to a benchmark, alternative compliance paths, credit for beneficial electrification and distributed energy resources, and an approach for a trading mechanism as described in section 28-320.11;
      1.3.   Recommendations for addressing tenant-controlled energy usage;
      1.4.   Recommendations for amendments to the audit required under section 28-308.2, including consideration of whether such audit should be replaced by a capital plan;
      1.5.   Recommendations for reducing building emissions from rent regulated accommodations;
      1.6.   Recommendations for allowing additional time to comply with the emissions limits for buildings converting to a new occupancy group or use with lower emissions limits or some other change in status that would affect applicability of the provisions of this article;
      1.7.   An evaluation of the extent to which the mayor's 80x50 energy infrastructure pathways study is incorporated and addressed within the recommendations made pursuant to items 1.1 through 1.6 of this section; and
      1.8.   A reference guide to delineate the responsibilities of the building designer and owners to comply with emissions limits.
   2.   A report to be delivered to the mayor and the speaker of the city council no later than January 1, 2023, providing an analysis of, and any recommendations for improving, energy and emissions performance requirements for covered buildings. Such recommendations shall be targeted to achieve at least a 40 percent reduction in aggregate greenhouse gas emissions from covered buildings by calendar year 2030 relative to such emissions for the calendar year 2005. Such report shall include, but not be limited to assessments of:
      2.1.   Incentives for reduction of peak energy demand;
      2.2.   Methods to allow for staggered reporting cycles for compliance with energy and emissions performance improvements;
      2.3.   Methods for calculating penalties for noncompliance;
      2.4.   Estimated emissions reductions associated with any recommended energy performance requirements;
      2.5.   The economic impact, including benefits, of achieving the energy and emissions performance requirements;
      2.6.   Methods for achieving earlier or larger reductions from city buildings;
      2.7.   Separate improvement targets for base building energy systems and tenant-controlled energy systems;
      2.8.   Methods for achieving emissions reductions from manufacturing and industrial processes; and
      2.9.   Methods for achieving emissions reductions from hospitals while maintaining critical care for human health and safety.
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2019/147, 7/27/2019, eff. 11/15/2019; Am. L.L. 2021/126, 11/7/2021, eff. 11/7/2022; Am. L.L. 2023/077, 6/11/2023, eff. 6/11/2023)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2021/126 and L.L. 2023/077.
§ 28-320.2.1 Advisory board composition.
Such advisory board shall be staffed with registered design professionals and be composed of 19 members as follows: the chairperson, the speaker of the council or the speaker's designee, the mayor or the mayor's designee, eight members appointed by the mayor, and eight members appointed by the speaker of the council. The mayor shall appoint one architect, one engineer, one building owner or manager, one public utility industry representative, one environmental justice representative, one business sector representative, one residential tenant representative, and one environmental advocacy organization representative. The speaker shall appoint one architect, one stationary engineer, one construction trades representative, one green energy industry representative, one residential tenant representative, one environmental justice organization representative, one environmental advocacy representative and one not for profit organization representative. The director of such office, or the designee of such director, shall serve as chairperson of the advisory board. The advisory board may convene in working groups. Such working groups may include individuals not on such advisory board to address the recommendations required by this article. The mayor shall invite the appropriate federal, state and local agencies and authorities to participate, including but not limited to the New York state energy research and development authority. Such advisory board shall convene a working group on hospitals that shall be composed of engineers, architects, and hospital industry representatives.
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2019/147, 7/27/2019, eff. 11/15/2019)
§ 28-320.3 Building emissions limits.
Except as otherwise provided in this article, or otherwise provided by rule, on and after January 1, 2024 a covered building shall not have annual building emissions higher than the annual building emissions limit for such building as determined in accordance with this section based on the occupancy group of the building.
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019)
§ 28-320.3.1 Annual building emissions limits 2024 through 2029.
For calendar years 2024 through 2029 the annual building emissions limits for covered buildings shall be calculated pursuant to items 1 through 10 of this section. For the purposes of such calculation the department shall provide a method for converting categories of uses under the United States environmental protection agency Portfolio Manager tool to the equivalent uses and occupancy groups set forth in this section. For a covered building with spaces classified in more than one occupancy group, the annual building emissions limit shall be the sum of the calculated values from items 1 through 10 of this paragraph, as applicable for each space.
   1.   For spaces classified as occupancy group A: multiply the building emissions intensity limit of 0.01074 tCO 2 e/sf by the corresponding gross floor area (sf);
   2.   For spaces classified as occupancy group B other than as described in item 6: multiply the building emissions intensity limit of 0.00846 tCO 2 e/sf by the corresponding gross floor area (sf);
   3.   For spaces classified as occupancy groups E and I-4: multiply the building emissions intensity limit of 0.00758 tCO 2 e/sf by the corresponding gross floor area (sf);
   4.   For spaces classified as occupancy group I-1: multiply the building emissions intensity limit of 0.01138 tCO 2 e/sf by the corresponding gross floor area (sf);
   5.   For spaces classified as occupancy group F: multiply the building emissions intensity limit of 0.00574 tCO 2 e/sf by the corresponding gross floor area (sf);
   6.   For spaces classified as occupancy groups B civic administrative facility for emergency response services, B nonproduction laboratory, Group B ambulatory health care facility, H, I-2 and I-3: multiply the building emissions intensity limit of 0.02381 tCO 2 e/sf by the corresponding gross floor area (sf);
   7.   For spaces classified as occupancy group M: multiply the building emissions intensity limit of 0.01181 tCO 2 e/sf by the corresponding gross floor area (sf);
   8.   For spaces classified as occupancy group R-1: multiply the building emissions intensity limit of 0.00987 tCO 2 e/sf by the corresponding gross floor area (sf);
   9.   For spaces classified as occupancy group R-2: multiply the building emissions intensity limit of 0.00675 tCO 2 e/sf by the corresponding gross floor area (sf);
   10.   For spaces classified as occupancy groups S and U: multiply the building emissions intensity limit of 0.00426 tCO 2 e/sf by the corresponding gross floor area (sf).
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2023/077, 6/11/2023, eff. 6/11/2023)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2023/077.
§ 28-320.3.1.1 Greenhouse gas coefficient of energy consumption for calendar years 2024 through 2029.
The annual building emissions of a covered building in accordance with this section, greenhouse gas emissions shall be calculated as follows for calendar years 2024 through 2029:
   1.   Utility electricity consumed on the premises of a covered building that is delivered to the building via the electric grid shall be calculated as generating 0.000288962 tCO 2 e per kilowatt hour or, at the owner's option, shall be calculated based on time of use in accordance with referenced emissions factors promulgated by rules of the department. The department, in consultation with the office of long-term planning and sustainability, shall promulgate rules governing the calculation of greenhouse gas emissions for campus-style electric systems that share on-site generation but make use of the utility distribution system and for buildings that are not connected to the utility distribution system.
   2.   Natural gas combusted on the premises of a covered building shall be calculated as generating 0.00005311 tCO 2 e per kbtu.
   3.   #2 fuel oil combusted on the premises of a covered building shall be calculated as generating 0.00007421 tCO 2 e per kbtu.
   4.   #4 fuel oil combusted on the premises of a covered building shall be calculated as generating 0.00007529 tCO 2 e per kbtu.
   5.   District steam consumed on the premises of a covered building shall be calculated as generating 0.00004493 tCO 2 e per kbtu.
   6.   The amount of greenhouse gas emissions attributable to natural gas powered fuel cells shall be credited compared to the electricity grid marginal emissions factor that will be determined by the commissioner and promulgated into rules of the department.
      Exception: Natural gas powered fuel cells that commence operation prior to the later of January 1, 2023 or the promulgation of such rules, shall be credited compared to the electricity grid marginal emissions factor published in the most recent New York state energy research and development authority renewable energy standard program impact evaluation and clean energy standard triennial review, or a successor to such report issued by the New York state energy research and development authority.
   7.   The amount of greenhouse gas emissions attributable to other energy sources, including but not limited to distributed energy resources, shall be determined by the commissioner and promulgated into rules of the department.
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2019/147, 7/27/2019, eff. 11/15/2019; Am. L.L. 2020/095, 9/27/2020, eff. 9/27/2020; Am. L.L. 2023/077, 6/11/2023, eff. 6/11/2023)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2023/077.
§ 28-320.3.2 Building emissions limits for calendar years 2030 through 2034.
For calendar years 2030 through 2034, the annual building emissions limits for covered buildings shall be calculated pursuant to items 1 through 10 of this section. For the purposes of such calculation the department shall provide a method for converting categories of uses under the United States environmental protection agency Portfolio Manager tool to the equivalent uses and occupancy groups set forth in this section. For a covered building with spaces classified in more than one occupancy group, the annual building emissions limit shall be the sum of the calculated values from items 1 through 10 of this paragraph, as applicable for each space. The department may establish different limits, including a different metric or method of calculation, set forth in the rules of the department, where the department determines that different limits are feasible and in the public interest. Where such limits are set by rule, the average emission limits for all covered buildings shall not be less restrictive than the average emissions impact of the building emissions limits outlined in items 1 through 10 of this section. The advisory board and the office of long-term planning and sustainability shall provide advice and recommendation regarding such limits.
   1.   For spaces classified as occupancy group A: multiply the building emissions intensity limit of 0.00420 tCO 2 e/sf by the corresponding gross floor area (sf);
   2.   For spaces classified as occupancy group B other than as described in item 6: multiply the building emissions intensity limit of 0.00453 tCO 2 e/sf by the corresponding gross floor area (sf);
   3.   For spaces classified as occupancy groups E and I-4: multiply the building emissions intensity limit of 0.00344 tCO 2 e/sf by the corresponding gross floor area (sf);
   4.   For spaces classified as occupancy group I-1: multiply the building emissions intensity limit of 0.00598 tCO 2 e/sf by the corresponding gross floor area (sf);
   5.   For spaces classified as occupancy group F: multiply the building emissions intensity limit of 0.00167 tCO 2 e/sf by the corresponding gross floor area (sf);
   6.   For spaces classified as occupancy groups B civic administrative facility for emergency response services, B nonproduction laboratory, Group B ambulatory health care facility, H, I-2 or I-3: multiply the building emissions intensity limit of 0.01330 tCO 2 e/sf by the corresponding gross floor area (sf);
   7.   For spaces classified as occupancy group M: multiply the building emissions intensity limit of 0.00403 tCO 2 e/sf by the corresponding gross floor area (sf);
   8.   For spaces classified as occupancy group R-1: multiply the building emissions intensity limit of 0.00526 tCO 2 e/sf by the corresponding gross floor area (sf);
   9.   For spaces classified as occupancy groups R-2: multiply the building emissions intensity limit of 0.00407 tCO 2 e/sf by the corresponding gross floor area (sf);
   10.   For spaces classified as occupancy groups S and U: multiply the building emissions intensity limit of 0.00110 tCO 2 e/sf by the corresponding gross floor area (sf).
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2019/147, 7/27/2019, eff. 11/15/2019; Am. L.L. 2023/077, 6/11/2023, eff. 6/11/2023)
Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2023/077.
§ 28-320.3.2.1 Greenhouse gas coefficients of energy consumption for calendar years 2030 through 2034.
For the purposes of calculating the annual building emissions of a covered building in accordance with this section, the amount of greenhouse gas emissions attributed to particular energy sources shall be determined by the commissioner and promulgated into rules of the department by no later than January 1, 2023. The commissioner shall consult with the advisory board required by this article to develop such greenhouse gas coefficients for utility electricity consumption. When developing such coefficients, the commissioner shall consider factors, including but not limited to the best available New York state energy research and development authority and State Energy Plan marginal forecasts for Zone J for the end of the compliance period and beneficial electrification.
(L.L. 2019/097, 5/19/2019, eff. 11/15/2019; Am. L.L. 2019/147, 7/27/2019, eff. 11/15/2019; Am. L.L. 2020/095, 9/27/2020, eff. 9/27/2020)
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