Skip to code content (skip section selection)
Compare to:
New York City Overview
The New York City Charter
The New York City Administrative Code
The Rules of the City of New York
THE RULES OF THE CITY OF NEW YORK
Title 1: Department of Buildings
Title 2: Board of Standards and Appeals
Title 3: Fire Department
Title 6: Department of Consumer and Worker Protection
Title 9: Procurement Policy Board Rules
Title 12: Franchise and Concession Review Committee
Title 15: Department of Environmental Protection
Title 16: Department of Sanitation
Title 17: Business Integrity Commission
Title 19: Department of Finance
Chapter 1: Amnesty Program
Chapter 2: Annual Vault Charge [Repealed]
Chapter 3: Banking Corporations
Chapter 4: Cigarette Tax
Chapter 5: Coin-Operated Amusement Devices Tax [Repealed]
Chapter 6: Commercial Motor Vehicles
Chapter 7: Commercial Rent Tax
Chapter 8: Court and Trust Funds
Chapter 9: Fees
Chapter 10: Financial Corporations
Chapter 11: General Corporation Tax
Chapter 12: Hotel Room Occupancy Tax
Chapter 13: Foreclosure of Tax Liens by Action In Rem
Chapter 14: Rules Relating to the Industrial and Commercial Incentive Program
Chapter 15: Treatment of an International Banking Facility for Purposes of the Financial Corporation Tax
Chapter 16: Letter Rulings
Chapter 17: Filing Rules for New York City Income and Excise Taxes
Chapter 18: Municipal Employees' Charitable Contributions
Chapter 19: Parking Tax Exemption
Chapter 20: Peddler License Renewals (Tax Standards) [Repealed]
Chapter 21: Publication of Decisions
Chapter 22: Real Estate Tax Abatement on Rent-Controlled Property Occupied by Eligible Senior Citizens
Chapter 23: Real Property Transfer Tax
Chapter 24: Refunds of Real Property Taxes
Chapter 25: Retail Licensees of the State Liquor Authority
Chapter 26: Creation and Retention of Books and Records
Chapter 27: Practice and Procedure
Chapter 28: Unincorporated Business Tax
Chapter 29: Interest Rates on New York City Income and Excise Taxes
Chapter 30: Relocation and Employment Assistance Program
Chapter 31: Adjudications
Chapter 32: Claims Against Fire Insurance Proceeds
Chapter 33: Filing of Income and Expense Statements
Chapter 34: Offers-in-Compromise
Chapter 35: Refunds of Erroneous or Excess Payments of Taxes, Assessments, Water Charges and Sewer Rents
Chapter 36: Rules Relating to the Industrial and Commercial Abatement Program
Chapter 37: Change of Tentative Assessments Pursuant to Section 1512 of the Charter
Chapter 38: Conciliation Bureau
Chapter 39: Parking Violations
Chapter 40: Rules Relating to the Sale of Tax Liens
Chapter 42: Office of the City Sheriff
Chapter 43: Rules Relating to the Office of the City Register
Chapter 44: Payment of Real Property Taxes by Electronic Funds Transfer
Chapter 45: Rules Relating to Qualifications as a Responsible Bidder
Chapter 46: The Real Property Tax Surcharge on Certain Class One Properties
Chapter 47: Horse Race Admissions Tax
Chapter 48: Rules Relating to the Biotechnology Credit Against Unincorporated Business Tax and General Corporation Tax
Chapter 49: Rules Relating to Challenges to the Validity of Real Property Taxes
Chapter 50: Rules Relating to the Partial Tax Abatement for Residential Real Property Held in the Cooperative or Condominium Form of Ownership
Chapter 51: Rules Relating to the Rebate for Owners of Certain Real Property Seriously Damaged by Hurricane Sandy
Chapter 52: Rules Relating to Senior Citizen Rent Increase Exemption and Disability Rent Increase Exemption Program
Chapter 53: Power of the Commissioner of Finance to Correct Errors Concerning Assessment or Tax on Real Property
Chapter 54: Mergers and Apportionments of Real Property Tax Lots
Chapter 55: Adjudication of Certain Notices of Violation and Sealing of Premises
Chapter 56: Real Property Tax Abatement for Major Capital Improvements for Certain Class Two Properties
Chapter 57: Ground Floor and Second Floor Commercial Premises Registry
Chapter 58: Sustainable Energy Loan Program
Chapter 59: [Child Care Services Business Tax Credit]
Chapter 60: Childcare Center Tax Abatement
Title 20: Tax Appeals Tribunal
Title 21: Tax Commission
Title 22: Banking Commission
Title 24: Department of Health and Mental Hygiene
Title 25: Department of Mental Health and Retardation [Repealed]
Title 28: Housing Preservation and Development
Title 29: Loft Board
Title 30: Rent Guidelines Board
Title 31: Mayor's Office of Homelessness and Single Room Occupancy
Title 34: Department of Transportation
Title 35: Taxi and Limousine Commission
Title 38: Police Department
Title 38-A: Civilian Complaint Review Board
Title 39: Department of Correction
Title 40: Board of Correction
Title 41: Department of Juvenile Justice
Title 42: Department of Probation
Title 43: Mayor
Title 44: Comptroller
Title 45: Borough Presidents
Title 46: Law Department
Title 47: Commission on Human Rights
Title 48: Office of Administrative Trials and Hearings (OATH)
Title 49: Department of Records and Information Services
Title 50: Community Assistance Unit
Title 51: City Clerk
Title 52: Campaign Finance Board*
Title 53: Conflicts of Interest Board
Title 55: Department of Citywide Administrative Services
Title 56: Department of Parks and Recreation
Title 57: Art Commission
Title 58: Department of Cultural Affairs
Title 60: Civil Service Commission
Title 61: Office of Collective Bargaining
Title 62: City Planning
Title 63: Landmarks Preservation Commission
Title 66: Department of Small Business Services
Title 67: Department of Information Technology and Telecommunications
Title 68: Human Resources Administration
Title 69: Department of Aging
Title 70: In Rem Foreclosure Release Board
Title 71: Voter Assistance Commission
Title 72: Office of Emergency Management
Title 73: Civic Engagement Commission
Title 74: Community Hiring
Chapter 34: Offers-in-Compromise
§ 34-01 Definitions.
Unless the context of these Rules require otherwise, the definitions contained in this section shall apply throughout this chapter.
   Charter. "Charter" means the Charter of the City of New York.
   City. "City" means the City of New York.
   Code. "Code" means the Administrative Code of the City of New York.
   Commissioner of Finance. "Commissioner of Finance" means the Commissioner of Finance of the City of New York.
   Compromise agreement. "Compromise agreement" means the agreement between the Department and the taxpayer as described in subdivision (b) of 19 RCNY § 34-06.
   Compromise amount. "Compromise amount" means the total amount required to be paid in accordance with the terms of the compromise agreement.
   Conciliation Bureau. "Conciliation Bureau" means the Conciliation Bureau of the Department of Finance of the City of New York established under 19 RCNY § 38-02 as authorized by § 11-124 of the Code.
   Department. "Department" means the Department of Finance of the City of New York.
   Doubt as to collectibility. "Doubt as to collectibility" means the taxpayer has been discharged in bankruptcy or can be shown, by proof, to be insolvent.
   Doubt as to liability. "Doubt as to liability" means there is some doubt as to the taxpayer's liability and whether the Department could prevail against the taxpayer in administrative or judicial proceedings.
   Fixed and final matter. "Fixed and final matter" means a matter where the tax liability or administrative action taken by the Department has been finally fixed and the taxpayer no longer has any right to administrative or judicial review.
   Insolvent. "Insolvent" means a person's liabilities exceed the fair market value of the person's assets. In determining the liabilities of a taxpayer, all liabilities will be included, including the amount of the taxpayer's tax debt.
   Non-final matter. "Non-final matter" means a matter that is not a fixed and final matter.
   Statutory notice. "Statutory notice" means any written notice of the Commissioner of Finance that gives a person the right to a hearing in the Tribunal or the right to request a conciliation conference, including but not limited to, a notice of determination of tax due, tax deficiency or a disallowance of a refund.
   Taxpayer. "Taxpayer" shall mean the person or persons primarily liable for a tax or a vault charge, including interest, penalties and additions to the tax or charge, and any person who is or may be secondarily liable for any such tax or charge under any provision of Title 11 of the Code or any other provision of law, including any person liable under any trust fund relationship with the City or as a transferee of or successor-in-interest to any other person liable for the tax or charge.
   Tribunal. "Tribunal" shall mean the New York City Tax Appeals Tribunal as defined in 20 RCNY § 1-02.
§ 34-02 General Authority.
   (a)   The Commissioner of Finance is authorized to compromise any civil liability for income or non-property excise taxes or annual vault charges or any warrant or judgment for income or non-property excise taxes or annual vault charges administered by the Department of Finance, and the civil penalties, interest and additions to tax or charge in connection therewith. Fixed and final matters may be compromised only on the basis of doubt as to collectibility. Non-final matters may be compromised only on one or both of the following grounds:
      (1)   doubt as to collectibility;
      (2)   doubt as to liability.
   (b)   In non-final matters, the Corporation Counsel may similarly compromise any such civil liability after reference of a case to the New York City Law Department for prosecution or defense, but prior to the time the tax or charge becomes a fixed and final matter.
   (c)   Where the offer-in-compromise is based in whole or in part on doubt as to collectibility, the compromise amount cannot be less than the amount the Department could collect through legal proceedings. Therefore, when determining doubt as to collectibility, the Department will consider the legal collection proceedings available to it. Hardship or any other issue that does not have a direct bearing on the Department's legal ability to collect from the taxpayer cannot be considered in assessing doubt as to collectibility. Where two or more taxpayers are or may be responsible for the liability, the Department will consider doubt as to collectibility independently for each taxpayer.
Loading...