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Lake County, IN Code of Ordinances
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§ 1.5 DISABLED EMPLOYEES/AMERICANS WITH DISABILITIES ACT
   (A)   The County supports and adheres to the Americans with Disabilities Act of 1990 (ADA) which makes it unlawful to discriminate in employment against a qualified individual with a disability. The ADA also outlaws discrimination against individuals with disabilities in State and local government services, public accommodations, transportation and telecommunications. Any employee who wishes to discuss his or her needs as a disabled employee should contact the department head.
   (B)   ADA Protection
      (1)   An employee with disability and qualified to do a job is protected by the ADA from job discrimination on the basis of that disability. Under the ADA, a disability includes a physical or mental impairment that substantially limits a major life activity. To be protected under the ADA, an employee must have, or be regarded as having a substantial (as opposed to a minor) impairment. A substantial impairment is one that significantly limits or restricts a major life activity such as hearing, seeing, speaking, walking, breathing, and performing manual tasks, caring for oneself, learning or working.
      (2)   An employee must also be qualified to perform the essential functions or duties of a job with or without reasonable accommodation, in order to be protected from job discrimination by the ADA. This means two things. First, the employee must satisfy the employer's requirements for the job such as education, employment experience, skills or licenses. Second, he/she must be able to perform the essential functions of the job with or without reasonable accommodation. Essential functions are the fundamental job duties that an employee must be able to perform his/her own or with the help of a reasonable accommodation. An employer cannot refuse to hire an employee because his/her disability prevents them from performing duties that are not essential to the job.
   (C)   Reasonable Accommodation
      (1)   Any change or adjustment to a job or work environment that permits a qualified applicant or employee with a disability to participate in the job application process, to perform the essential functions of a job, or to enjoy benefits and application privileges of employment equal to those enjoyed by employees without disabilities. For example, reasonable accommodation may include:
      Providing or modifying equipment or devices, job restructuring, part-time or modified work schedules, reassignment to a vacant position, adjusting or modifying examinations, training materials, or policies, providing readers and interpreters, and making the workplace readily accessible to and usable by people with disabilities.
      (2)   An employer is required to provide a reasonable accommodation to a qualified applicant or employee with a disability unless the employer can show that the accommodation would be an undue hardship - an accommodation that would require significant difficulty or expense.
      (3)   The results of all medical examinations must be kept confidential and maintained in separate medical files.
   (D)   Drug Abuse and the ADA - Anyone who is currently using drugs illegally is not protected by the ADA and may be denied employment or fired on the basis of such use. The ADA does not prevent employers from testing applicants or employees for current illegal drug use.
   (E)   For Further Information - Contact the County's ADA Compliance Committee, County Human Resources Consultant, County Commissioners Attorney's Office or an EEOC field office.
§ 1.6 DRUG FREE WORKPLACE
   (A)   The County strives to maintain a drug free workplace with a safe and productive atmosphere to work in and in which to conduct business. No controlled substance or alcohol is permitted at any worksite, in any County vehicle, or in the possession of any employee engaged in County business. An employee who is discovered to be in violation of this policy will immediately be referred to an employee assistance program, demoted, and/or transferred to a safer job (if applicable) and be subject to disciplinary action up to and including discharge.
   (B)   For the safety and welfare of all employees and the general public, should a supervisor believe that reasonable suspicion exists that an employee may be under the influence of drugs or alcohol, that supervisor is required to have the employee submit to testing performed by qualified medical personnel. Testing is also required of any employee who is involved in an accident while operating a County-owned vehicle. Failure or refusal to submit to a test may result in disciplinary action up to and including discharge. Additional information regarding an employee's responsibilities in the event of an accident can be found in “Safety & Health” in the Employee Responsibilities section of this handbook. The cost of testing an employee will be the County's responsibility.
   (C)   Employees who operate a County-owned vehicle (this does not apply to vehicles classified by the Bureau of Motor Vehicles as a passenger vehicle unless that vehicle has been involved in an accident) and certain jobs within the County that require high levels of security and safety, may be subject to random drug testing. All testing will be performed in compliance with Federal standards and County Ordinance. The results of any test will remain confidential.
§ 1.7 EQUAL EMPLOYMENT OPPORTUNITY
   (A)   Lake County is committed to providing equal employment opportunities for all applicants and employees. Applicants and employees shall be treated fairly and equally. Employment decisions will comply with all applicable state and federal employment discrimination laws and made without regard to race, color, gender, sex, sexual orientation, religion, national origin, age, disability, genetic information, veteran's status, political affiliation, or citizenship. In addition, the County will not tolerate any discrimination by anyone including, but not limited to, co-workers, supervisors, department heads, elected or appointed officials, vendors and the general public. This policy applies to all employment decisions including, but not limited to, recruiting, hiring, compensation, training, promotion, termination and all other terms and conditions of employment. Any employee who believes that they have witnessed or been subjected to discrimination has a duty to immediately report the incident to the County Human Resources Consultant (219) 853-9782 in accordance with this policy.
   (B)   It is the official policy of the County to:
      (1)   Recruit, hire and promote for all job classifications without regard to race, color, sex, religion, national origin, ancestry, age, sexual orientation, political affiliation, veteran's status or disability.
      (2)   Base decisions on employment so as to further the principles of equal employment opportunity and in accord with the County's affirmative action plan.
      (3)   Insure that promotion decisions are in accord with the principles of equal employment opportunity by imposing only job related requirements for promotional opportunities.
      (4)   Acknowledge its intent to abide by this policy by including the words “Equal Employment Opportunity Employer” in all recruitment advertising, and on all County letterhead.
      (5)   Insure that all other personnel actions such as compensation, benefits, transfers, layoffs, return from layoff, education, County sponsored training, tuition assistance, social and recreational programs will be administered without regard to race, color, sex, veteran's status, sexual orientation, religion, national origin, ancestry, age, political affiliation or disability.
      (6)   Special meetings will be held at least annually with executive, management and supervisory personnel to explain the intent of the County's equal employment opportunity policy, and individual responsibility for effective implementation, and clarifying the County's position on equal employment opportunity. The date of these meetings will be recorded and specified in the County's EEO/Affirmative Action Plan.
   (C)   Any questions regarding equal employment opportunity, potential discriminatory practices or matters within the scope of County employment should be directed to the County Human Resources Consultant.
§ 1.8 SEXUAL HARASSMENT
   (A)   The County is committed to a policy of equal employment opportunity for all applicants and employees. The County believes that it is important to maintain a safe and pleasant work environment. Sexual harassment adversely impacts the morale and productivity of an employer's most valuable asset, its employees. In addition, state and federal law protects employees, visitors, contractors, vendors and all those who enter the workplace from sexual harassment. The County believes that it shares a responsibility with its employees, board appointments and elected officials to stop and prevent sexual harassment. Sexual harassment will not be tolerated in the workplace.
   (B)   Definition of Sexual Harassment
      (1)   Sexual harassment is generally defined as conduct which shows disrespect, hostility or aversion to an employee, visitor or contractor through the use of sex-based comments or actions of a sexual nature. Sexual harassment may involve verbal, visual or physical conduct which results in an employee or employees (or others present in the workplace) being subjected to an environment that is uncomfortable and unnecessary.
      (2)   There are two forms of sexual harassment: hostile work environment and quid pro quo harassment.
         (a)   Hostile Work Environment - This form of sexual harassment involves sex-based conduct by a co-worker or a supervisor that creates a hostile or offensive work environment and which adversely interferes with an employee's ability to perform his/her work. Examples of a hostile work environment include (but are not limited to):
            1.   Asking questions or making statements about an employee's sexual conduct or preferences;
            2.   Exposing oneself or revealing private body parts;
            3.   Engaging in unwelcome physical contact such as pinching, kissing or inappropriately touching another employee;
            4.   Disseminating or displaying pornographic materials or sexually explicit photographs;
            5.   Making obscene, sexual gestures.
         (b)   Quid Pro Quo - This type of sexual harassment involves a supervisor who uses his/her authority to either threaten or require a subordinate employee to submit to sexual activity as a requirement for either: continued employment, favorable performance evaluations, or securing advancement in the County. Examples of quid pro quo harassment include (but are not limited to) the following examples:
            1.   A supervisor stating to a subordinate employee: "Things could be a lot easier for you here if you would go away with me for the weekend."
            2.   A supervisor withholding a favorable performance evaluation from a subordinate employee until the employee gives in to the supervisor's sexual advances.
      (3)   Although the County does not condone any inappropriate action or comment, it is important to review the manner and circumstances in which the actions in question occurred. In determining whether alleged conduct constitutes sexual harassment, the County will look at the record as a whole and at the totality of the circumstances.
   (C)   Elected Official/Department Head Responsibilities to Prevent Sexual Harassment
      (1)   Elected officials and County department heads are responsible for the acts of their agents and supervisory employees with respect to sexual harassment. Elected officials and department heads shall be held responsible for acts of sexual harassment in the workplace, where the employer or its agents or supervisory employees know or should have known of the conduct, and failed to take immediate and appropriate corrective action to eradicate the behavior. Elected officials and department heads may also be responsible for the acts of non-employees in the workplace, where the department management knows or should have known of the conduct and fails to take immediate and appropriate corrective action.
      (2)   Elected officials and County department heads shall take all steps necessary to prevent sexual harassment from occurring, such as informing employees of their right to raise the issue of harassment, developing methods to sensitize all concerned, and taking appropriate and quick action in response to a sexual harassment complaint.
      (3)   Where employment opportunities or benefits are granted because of an individual's submission to the sexual advances or request for sexual favors, elected officials and department heads may be held liable for unlawful sex discrimination against other persons who were qualified for but denied employment opportunity or benefit.
      (4)   Proven violations of this policy will result in disciplinary action up to and including termination based on the severity of the infraction and the past history. The level of discipline applied will be made on a case by case basis by the employee's department head or elected official.
   (D)   Reporting Procedure
      (1)   Any employee who reasonably believes that he/she has either witnessed or been subjected to sexual harassment shall immediately report the discriminatory conduct to their department head or to the elected official, Board of Commissioners or County Human Resources Consultant. If neither of these individuals is available, or the employee is uncomfortable in reporting the conduct to either individual, the employee may report the discriminatory conduct to the County Human Resources Consultant.
      (2)   Employees may, at their discretion, make complaints of sexual harassment to their department head or the County's Human Resource Consultant (who can be reached at (219) 853-9782). All complaints will be documented in writing. If the department head takes the complaint, it should immediately be forwarded to the County Commissioner's Attorney. The complaint shall remain confidential to the extent possible, subject to the need to conduct an investigation of the allegations.
   (E)   Investigation and Resolution of Complaint
      (1)   All reports of sexual harassment shall be investigated in a confidential and expedient manner. However, since it is crucial that an investigation be conducted, complete confidentiality cannot be guaranteed. The County will not tolerate any retaliation against an employee who makes a good faith report of sexual harassment. If the investigation reveals that the report has merit, corrective action, up to and including termination will be taken to remedy the situation.
      (2)   Internal investigations of sexual harassment shall be conducted by Human Resources with the full cooperation of department heads. Upon completion of the investigation, a final written report will be prepared by the department head or elected official within a reasonable time-frame (in most cases, within 30 days of the original complaint). In accordance with the State's Open Door Law and federal court ruling, the victim has the right to know what disciplinary action has been taken.
   (F)   False Claims of Sexual Harassment - As an employer, the County takes its responsibility to stop sexual harassment very seriously. An employee who falsely accuses another employee of sexual harassment can create unnecessary anguish, emotional distress and harm to an innocent employee as well as waste the County's time and resources. Consequently, the County reserves the right to discipline any employee who intentionally makes a false report of sexual harassment.
§ 1.9 HARASSMENT (OF A NON-SEXUAL NATURE)
   (A)   Lake County encourages all of its employees to work in creating a workplace that is harmonious and conducive to providing services to the public and to fellow employees. Comments or actions that are deliberately hurtful, rude, unprofessional, or offend other employees have no business in the workplace.
   (B)   An employee should advise his/her supervisor or department head in regard to activity brought about by another employee that undermines workplace professionalism.
§ 1.10 OPEN DOOR POLICY
   (A)   The County is committed to making its business a good place for all employees to work. This goal is achieved by developing and maintaining a cooperative working relationship among employees based on mutual respect and understanding. Employee opinions, thoughts, and feelings are important, and the County recognizes the need for procedures that will allow employees to bring questions, suggestions and concerns to its attention. At the same time, it is important to recognize and follow the chain of command since many problems or concerns can be best addressed by those closest to the problem.
   (B)   Employees should feel comfortable in discussing any questions, comments or matters of concern with his/her supervisor or department head, taking into account the following suggested steps:
      (1)   Employees should organize their thoughts on the issue;
      (2)   Adhere to the chain of command by first contacting one's immediate supervisor;
      (3)   If the issue cannot be resolved with the supervisor, the employee should schedule a meeting with the next person in the chain of command. If all other levels of the chain of command have been exhausted, the employee may wish to discuss the matter with the elected official over that individual's department.
   (C)   In order to assist employees in following these guidelines, each department and division should establish and inform its employees of the chain of command (for that department/division).
   (D)   While the County may not be able to fully address every issue, every effort will be made to assist employees and take their opinions into consideration.
§ 1.11 INDEMNIFICATION OF EMPLOYEES, OFFICERS AND AGENTS
   (A)   The County will indemnify and defend its employees, officers and agents at no cost to those individuals against legal action or a judgment taken against them, while carrying out their official or individual duties providing that the actions taken were within the scope of, and arising out of the performance of that individual's official duties and responsibilities.
   (B)   Determination of whether the actions taken were within the scope of, and arising out of the performance of official duties and responsibilities shall be determined by an investigation conducted by the Board of Commissioners' Attorney.
   (C)   Limitations - Indemnification shall include any judgment in a court of law that arises out of a civil action made against an employee, officer or agent. Indemnification shall not extend to:
      (1)   Acts of malice, intentional, willful, wanton, or criminal acts; acts calculated or intended to accrue personal benefit which are beyond the scope of the duties or authority of the employee, officer or agent unless exonerated by a court.
      (2)   In the absence of a judicial determination, a determination may be made by the Commissioners' Attorney in writing may determine whether the act is indemnified. That finding shall be final unless rejected or modified by the Board of Commissioners. A finding shall be final unless rejected or modified by the Board of Commissioners. A copy of the determination shall be provided to the employee, officer or agent within 10 (ten) business days of the determination.
SECTION 2- HIRING PROCESS AND EMPLOYMENT STANDARDS
§ 2.1 APPLICATION. RECRUITMENT AND HIRING
   (A)   Lake County maintains a recruitment and hiring process designed to allow all persons qualified and interested, an opportunity to apply. Applications for most County positions can be obtained from the individual division of government or department. Due to special requirements of the hiring process, applications for the Lake County Police Department, Auditor, Treasurer, Coroner, Recorder, Assessor, Surveyor, Clerk and Sheriff can be obtained from those offices. In accordance with Indiana state statute, applicants must also complete a Verification of Applicant for Employment for Compliance with Lake County's Nepotism Policy form.
   (B)   Internal Recruitment Procedure
      (1)   The County values its employees and encourages promotion and advancement from within and provides its employees an opportunity to apply for a vacancy before that opportunity is extended to the general public.
      (2)   Open positions will be posted for a period of five (5) working days internally unless otherwise noted by collective bargaining agreement, and a reasonable attempt will be made to post the vacancy in all departments in the County, easily accessible to department employees as well as in a common and designated area in each County-owned facility. As a general rule, internal bidders will file a job bid with the department with the open position and should be considered and/or rejected before outside applications may be considered. Temporary or seasonal employees may bid on any posted position, providing if that employee was actively employed during at least one day of the posting period. Employees who are completing a probationary period are not eligible to bid on a posted vacancy. Generally, after posting the form internally, and if the position has not been filled, the vacancy will then be posted for three (3) days minimum for external candidates.
      (3)   The decision to award the open position to an internal candidate is up to the department head and/or elected official that oversees that division of county government. Consequently, an internal candidate is not entitled to selection, and the elected official or department head may choose to seek outside candidates instead.
   (C)   Exceptions to the Posting Procedure
      (1)   Supervisory positions (those positions where an employee oversees other employees, processes or can authorize expenditures) may be filled by using either internal or external recruitment procedures.
      (2)   Positions that are being filled due to transfer or voluntary demotion may be waived at the discretion of the elected official who oversees that division of county government.
      (3)   Due to the short term nature of temporary or seasonal positions, the need to post these vacancies may be waived at the discretion of a department and after discussion between the department head and the elected official who governs that operation.
      (4)   Periodically, a position may be filled only to have the new employee leave the position, either voluntarily or involuntarily, within the first few weeks of employment. In the event that a vacancy occurs within thirty (30) days of filling a position, the vacancy does not need to be reposted unless the department head believes that it is in the best interest of the County to do so.
   (D)   Recruitment Procedure - External
      (1)   When the internal recruiting procedure has failed to attract qualified personnel for a valid job vacancy, candidates from outside current County employment will be sought from any or all of the following sources:
         (a)   Minority recruitment resources as specified in the County's affirmative action plan
         (b)   Walk in applicants
         (c)   Bulletin boards
         (d)   Newspaper advertising
         (e)   Professional journals
         (f)   Temporary employment agency
         (g)   State employment service
         (h)   Job bank applicants
      (2)   Positions will be held open for three (3) working days following public notice. All employment notices and/or ads shall prominently display the words “An Equal Opportunity Employer.”
   (E)   Hiring
      (1)   It is the responsibility of the department to contact individuals for interviews and testing, using appropriate unbiased questions and validated skills testing where relevant. In all positions requiring licenses or degrees, all offers will be contingent upon receipt of copies of licenses or transcripts of college work.
      (2)   Applicants will not be barred from consideration due to a misdemeanor criminal conviction unless the position has access to sensitive information or has responsibilities that may create conflict with that applicant's record. Applicants may be required to apply for a limited criminal background check depending on the position, and are responsible for the cost of that background check.
      (3)   Final selection of the applicant will be made by the elected official who oversees that department.
   (F)   Employment Processing and Paperwork
      (1)   Once a conditional offer of employment is made, whether it is for part-time, full-time, seasonal or temporary employment, the applicant, depending on departmental policy may be required to undergo a drug test. Further employment processing will depend on the test results. The cost of the testing shall be the responsibility of the applicant. If the applicant is hired for employment, all future drug/alcohol testing that occurs due to employment will be paid for by the County. A list of providers who may offer a discounted drug test will be provided by “Working Well” at St. Anthony Medical Center in Crown Point.
      (2)   Upon acceptance of the offer of employment (and results of a drug test if applicable), a new employee will be provided basic employment information such as days of work and first payday.
      (3)   The employment processing will also include the new hire's completion of various forms and paperwork required by the County, State or Federal Government:
         (a)   Submission of degrees, licenses, certifications or other proof of position requirements;
         (b)   Completion of an I-9 immigration form, W-4 form, any relevant deduction authorizations, personnel information file and employee identification card;
         (c)   Referral and completion of a physical examination if required;
      (4)   The employee will also receive relevant information on insurance/benefits, along with information regarding union status of the position being filled (If it is a union position).
      (5)   Every new employee is asked to sign a copy of the disclaimer found in the Introduction of this handbook that outlines and defines the “at-will” relationship between that employee and the County.
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