A. Upset.
(1) For the purpose of this Section, “upset” means an exceptional incident in which there is unintentional and temporary noncompliance with categorical pretreatment standards because of factors beyond a reasonable control of the industrial user. An upset does not include noncompliance to the extent caused by operational error, improperly designed treatment facilities, inadequate treatment facilities, lack of preventative maintenance or careless or improper operation.
(2) An upset shall constitute an affirmative defense to an action taken by the Borough or Township for noncompliance with categorical pretreatment standards if the requirements of Subsection (3), are met.
(3) An industrial user who wishes to establish the affirmative defense of upset shall demonstrate, through properly signed, contemporaneous operating logs, or other relevant evidence, that:
(a) An upset occurred and the industrial user can identify the cause(s) of the upset.
(b) The facility was, at the time, being operated in a prudent and workmanlike manner and in compliance with the applicable operation and maintenance procedures.
(c) The industrial user has submitted the following information to the POTW treatment operator within 24 hours of becoming aware of the upset, and if this information is provided orally, a written submission must be provided within 5 days:
(i) A description of the indirect discharge and a cause of noncompliance.
(ii) The period of noncompliance, including exact dates and times or, if not corrected, the anticipated time the noncompliance is expected to continue.
(iii) Steps being taken and/or planned to reduce, eliminate and prevent recurrence of the noncompliance.
(4) In any enforcement proceeding, the industrial user seeking to establish the occurrence of an upset shall have the burden of proof
(5) Industrial users will have the opportunity for a judicial determination on any claim of upset only in an enforcement action brought for noncompliance with categorical pretreatment standards.
(6) The industrial user shall control production or all discharges to the extent necessary to maintain compliance with categorical pretreatment standards upon reduction, loss or failure of its treatment facility until the facility is restored or an alternative method of treatment is provided. This requirement applies in the situation where, among other things, the primary source of power of the treatment facility is reduced, lost or fails.
B. GeneraUSpecific Prohibitions. An industrial user shall have an affirmative defense to an enforcement action brought against it for noncompliance with the general and specific prohibitions in this Part, if it can prove that it did not know or have reason to know that its discharge, alone or in conjunction with discharges from other sources, would cause pass through or interference and that either: (i) a local limit exists for each pollutant discharged and the industrial user was in compliance with each limit directly prior to and during the pass through interference; or, (ii) no local limit exists, but the discharge did not change substantially in nature or constituents from the user's prior discharge when the Borough was regularly in compliance with its NPDES permit, and in the case of interference, was in compliance with applicable sludge use or disposal requirements.
C. Bypass.
(1) Definitions.
BYPASS—the intentional diversion of waste streams from any portion of an industrial users treatment facility.
SEVERE PROPERTY DAMAGE—substantial physical damage to the treatment facilities which causes them to become inoperable, or substantial and permanent loss of natural resources which can reasonably be expected to occur in the absence of a bypass. Severe property damage does not mean economic loss caused by delays in production.
(2) An industrial user may allow any bypass to occur which does not cause pretreatment standards or requirements to be violated, but only if it is also for essential maintenance to assure efficient operation. These bypasses are not subject to the provisions of Subsections (3) and (4), below.
(3) Notice.
(a) If an industrial user knows in advance of the bypass, it shall submit prior notice to the POTW, at least 10 days before the date of the bypass, if possible.
(b) An industrial user shall submit oral notice of an unanticipated bypass that exceeds applicable pretreatment standards to the POTW within 24 hours from the time the user becomes aware of that bypass. A written submission shall also be provided within 5 days of the time the industrial user becomes aware of the bypass. The written submission shall contain a description of the bypass and its cause; the duration of the bypass, including exact dates and times and, if the bypass has not been corrected, the anticipated time it is expected to continue; and steps taken or planned to reduce, eliminate and prevent reoccurrence of the bypass. The POTW may waive the written report on a case-bycase basis if the oral report has been received within 24 hours.
(4) Prohibited Bypass; Exceptions.
(a) Bypass is prohibited, and the POTW may take enforcement action against an industrial user for bypass, unless:
(i) Bypass was unavoidable to prevent loss of life, personal injury or severe property damage.
(ii) There were no feasible alternatives to the bypass, such as the use of auxiliary treatment facilities, retention of untreated wastes or maintenance during normal periods of equipment downtime. This condition is not satisfied if adequate back-up equipment should have been installed in the exercise of reasonable engineering judgment to prevent a bypass which occurred during normal periods of equipment downtime or preventative maintenance.
(iii) The industrial user submitted notices as required under Subsection (3) of this Section.
(b) The POTW may approve an anticipated bypass, after considering its adverse effects, if the POTW determines that it will meet the three conditions listed in Subsection (4)(a) of this Section.
(Ord. 396, 9/6/2000, § 858)