(A) The Kentucky Rules of Civil Procedure and the Kentucky Rules of Evidence shall not apply to hearings conducted by the Ethics Board. However, the hearings shall be conducted in accordance with this section and any additional rules and regulations adopted by the Ethics Board so as to afford all parties the full range of due process rights required by the nature of the proceedings.
(B) Prior to the commencement of the hearing, the respondent, or their representative, shall have a reasonable opportunity to examine all documents and records obtained or prepared by the Ethics Board in connection with the matter to be heard. The Ethics Board shall inform the alleged violator, or their representative, of any exculpatory evidence in its possession.
(C) All testimony in an Ethics Board hearing shall be taken under oath administered by the presiding officer. All parties shall have the right to call and examine witnesses, to introduce exhibits, to cross-examine witnesses, to submit evidence, and to be represented by counsel. All witnesses shall have the right to be represented by counsel.
(D) Any person whose name is mentioned during the hearing and who may be adversely affected thereby may appear personally before the Ethics Board, with or without counsel, to give a statement regarding the adverse mention, or may file a written statement regarding the adverse mention for incorporation into the record of the proceeding.
(E) All hearings of the Ethics Board shall be public unless the members vote to go into executive session in accordance with KRS 61.810.
(F) After the conclusion of the hearing, the Ethics Board shall, as soon as practicable, begin deliberations in executive session for the purpose of reviewing the evidence before it and making a determination whether a violation of this chapter has been proven. Within thirty (30) days after completion of the hearing, the Ethics Board shall issue a written report of its findings and conclusions.
(G) If it concludes in its report that no violation of this chapter has occurred, the Ethics Board shall immediately send written notice of this determination to the respondent and to the complainant.
(H) If it concludes in its report that, in consideration of the evidence produced at the hearing, there is clear and convincing proof of a violation of this chapter, the Ethics Board shall within fifteen (15) days:
(1) Issue an order requiring the respondent to cease and desist the violation;
(2) In writing, publicly reprimand the respondent for the violations, and provide a copy of the reprimand to the executive authority and legislative body of the city, or the governing body of the city agency with which the respondent serves;
(3) In writing, recommend to the executive authority and the legislative body or the governing body of the city agency, that the respondent be sanctioned, as recommended by the Ethics Board, which may include a recommendation for discipline, dismissal, or removal from office;
(4) Issue an order requiring the respondent to pay a civil penalty of not more than one thousand dollars ($1,000);
(5) Refer evidence of criminal violations of this chapter or state laws to the County Attorney or Commonwealth’s Attorney of the jurisdiction for prosecution.
(Ord. 2022-11, passed 11-7-22)